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146 - Rise of the Business-Like CCO Part 2: Results Over Effort

Compliance That Makes Sense

Release Date: 07/03/2023

174 - Compliance Performance and Responsibility for Things Outside of Your Control  show art 174 - Compliance Performance and Responsibility for Things Outside of Your Control

Compliance That Makes Sense

In your career, as in all facets of your life, there are always going to be circumstances that are out of your control! In the next few episodes, I am going to be exploring how you can differentiate between the things you can control and those you cannot and how to identify and avoid the traps that lead to unnecessary project delays and unintended results.  If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this...

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Compliance That Makes Sense

In this episode, I take you on a journey through my thoughts on what is going on with the SEC and Uniswap, what I learned about the future of instant messaging from Tucker Carlson’s interview with Pavel Durov, why I decided to digitally “clone” myself, and more!  If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just , select “Ratings and...

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Compliance That Makes Sense

With my Certification program launch happening in two days, I decided to record an episode with my very good friend, David Yen, about some of the things that have been on my mind recently. The diverse range of subjects we discuss includes relationships, friendships, risk-taking, decision-making, the education system, and authenticity!  If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their...

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Compliance That Makes Sense

Competent, well-meaning, hardworking people often make unrealistic assumptions that can completely derail their projects. In this episode, I explore some of the mistakes that my clients have made recently to highlight the importance of questioning your assumptions and surrounding yourself with trusted advisors.  If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on...

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170 - Using NLP in FinTech Compliance  show art 170 - Using NLP in FinTech Compliance

Compliance That Makes Sense

For various reasons, compliance professionals often struggle to confront their senior management about work-related issues that they are experiencing. In this episode, I explain what the the NLP (Neurolinguistic Programming) methodology is and how it can be used to overcome this problematic tendency!  If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple,...

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Compliance That Makes Sense

The world we live in is characterized by unpredictability. Responding to unpredictable situations with “we have to do something” is a trap that can have very negative outcomes so in this episode, I share how you can better prepare for the future without wasting your time and money!  If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just , select...

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Compliance That Makes Sense

In today’s special episode, I am joined by my life coach, Lisa Carpenter, to discuss crypto, women, technology, risks, and life!  Lisa works with women who have high career ambitions and who also want to maintain their health and well-being. I’ve been seeing her for a few years, finding the experience enormously valuable in helping me through life’s ups and downs. From understanding the risks of investing in crypto to regulation in the AI space to the fears that hold us back and lots more, this enlightening conversation will give you a comprehensive overview of some of today’s...

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Compliance That Makes Sense

Crypto staking has been in the spotlight recently, and as a result, it is undergoing a transformation. In this episode, we are going to cover what staking is, how it works, why regulators are concerned about it, and the key elements you need to keep in mind if you are going to offer it. I also explore Kraken as a case study of how staking can go wrong.  If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast...

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Compliance That Makes Sense

Welcome back to the Compliance That Makes Sense podcast! In the coming episodes, we’re going to be delving into topics related to the technological developments that are changing our world.  --- Are you a techno-skeptic or part of the effective accelerationism movement? In this episode, I explore the beliefs held by these opposing camps and share my thoughts about technological development, capitalism versus socialism, and why too much regulation is a bad thing for the compliance profession.  If you found value in this episode, I would really appreciate it if you could leave a...

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Compliance That Makes Sense

Do you thrive during emergencies, or do you prefer leading your team through phases of growth? In our last episode of 2023, I explore Ben Horowitz’s concept of wartime and peacetime CEOs, and I share how I discovered my own leadership style.  If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just , select “Ratings and Reviews” and “Write a...

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More Episodes

Welcome to Part 2 of the Rise of the Business-Like CCO, a free video training from June 2023. This video training is broken up into three different sessions and today’s podcast episode is the replay of Day 2.

Now that we know the common and major mistakes from Part 1 of this series, it’s time to jump into the metrics and strategies of the business-like CCO. In our discussion today, we consider where to focus our time and energy and which metrics we should be looking at in specific scenarios. What you will find is contrary to what we’ve believed for a long time - effort doesn’t always mean results.

 

Today's episode:

[02:01] When you ask for something, you would be much more successful if you link your request to a monetary accomplishment.

[04:45] Compliance professionals tend to link their results to how hard they work.

[07:08] It is easy to get in the mindset of fear as a compliance professional.

[09:04] Calibrate your efforts to the task, not the ideal scenario.

[10:10] What tasks are not relevant?

[11:29] Working hard does not always lead to results.

[12:18] What tasks are the ones to put the most focus on?

[14:25] Management values different things.

[16:04] There are a lot of metrics, but some are more important than others.

[19:07] Is it a compliance problem or someone else’s problem?

[23:19] Sometimes you have to step out of your comfort zone to solve problems.

[26:15] You must consider how your company measures success.

[29:16] Try to learn from your colleagues and find where you can make a difference.

[32:47] Listen to the metrics to look at in specific scenarios.

[36:31] We always want more tools, but sometimes more tools mean more wasted time.

 

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