This Week in FCPA-Episode 129 the Farewell to Stan Lee edition
Release Date: 11/16/2018
Compliance into the Weeds: Episode 122-Changes to Sox 404(b)
FCPA Compliance Report
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into the proposed changes by the SEC into SOX 404(b) reporting and what it may well portend for the compliance practitioner.
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This Week in FCPA-Episode 131
FCPA Compliance Report
As Tom and Jay prepare for the December holiday season, they consider the DOJ/SEC’s strong affirmation that aggressive FCPA enforcement is here to stay, changes to the Yates Memo/plea for increased cooperation and some of the week’s other top compliance and ethics stories.
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Daily Compliance News: November 28, 2018-Banks Behaving Badly
FCPA Compliance Report
Why are banks continuing to behave badly? Will they ever learn their lesson? Find out the latest news on the Daily Compliance News with Tom Fox, on the Compliance Podcast Network.
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Life With GDPR: Episode 19-Class Actions around Data Privacy
FCPA Compliance Report
What are your risks of a data privacy breach? Do they include disgruntled employees turning over personal payroll data to the Fourth Estate? Have you performed a Data Privacy Impact Assessment? If not, find out why you should do so.
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Daily Compliance News: November 29, 2018-Need a Yacht?
FCPA Compliance Report
What are some of the top compliance and corruption stories for November 29? Sit back with a cup of coffee and Tom Fox, the Compliance Evangelist and listen to the Daily Compliance News.
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Compliance into the Weeds: the Vantage Drilling FCPA Enforcement Action
FCPA Compliance Report
In this episode, Matt Kelly and I take a deep dive into the recent Vantage Drilling FCPA enforcement action. It is a highly unusual enforcement action with some very different facts from the standard FCPA case. It provides some new lessons learned for the compliance professional (and some old ones as well).
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Daily Compliance News: Parliament Steps In
FCPA Compliance Report
What are some of the top compliance stories for November 28, 2018? Sit back with a cup of coffee and listen in with Tom Fox on the Daily Compliance News.
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Daily Compliance News: Parliament Steps In
FCPA Compliance Report
What are some of the top compliance and corruption stories for November 27? Sit back with a cup of joe and Join Tom Fox, the Compliance Evangelist to find out.
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Compliance Lessons from Venice: Doing Compliance the Old-Fashioned Way
FCPA Compliance Report
Today I begin a five-part podcast series on compliance lessons I observed from a recent holiday in Venice. I start the series with a look at the manner in which building repairs are done in the city and how this old-fashioned way of construction informs your modern day compliance program.
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Compliance Lessons from Venice: Arsenale and Incentivizing Compliance
FCPA Compliance Report
I continue with my Venice themed podcast series by focusing on the Arsenale. This is not a precursor to that famous north London football club, the Arsenal Gunners, but the district in Venice where one of the main commercial enterprises of the city took place, that being ship building and ship repair. But I also picked up some interesting compliance insights in learning more about the Arsenale.
info_outlineAs Tom and Jay mourn the death of cultural icon Stan Lee, they consider that story and look at some of the week’s top compliance and ethics stories.
- Why Goldman’s ‘tick the box’ compliance program not good enough. FT editorial board. sub req’d What are 4 questions the DOJ is likely to ask and what are 4 areas of inquiry under the FCPA Corporate Enforcement. Tom explores in Part Iand Part II. Mike Volkov asks ‘what about respondent superior’?; in his blog Crime, Corruption and Compliance. Richard Bistrong explained what happened during his guilty plea hearing for his FCPA criminal action, in the FCPA Blog.
- Richard Bistrong explained what happened during his guilty plea hearing for his FCPA criminal action, in the FCPA Blog.
- How can ISO 37001 be fixed? Joe Murphy lists 44 ways on the FCPA Blog.
- MoneyGram spanked again as it’s DPA is extended. John Rausch reports in his Dipping Through Geomotries
- Tesla names new Board Chair. Will she be able to rein in Elon Musk? Tom Krisher reports in the Washington Post.
- Has your company assess the impact of Brexit? If not, the SEC says you should do so. Tatyana Shumsky reports in the WSJ Risk & Compliance Journal.
- Why 2019 may well be a challenging year for internal audit. Rafael Go and Leslee McKnight write in Corporate Compliance Insights.
- Are companies meeting their human rights requirements? Sam Rubenfeld explores in WSJ Risk & Compliance Journal.
- What is the business impact of bribery and corruption in Venezuela? Chevron weighs pulling out. Kejal Vyas and Bradley Olson report in the WSJ.
- Chuck Duross says cutting back on compliance programs would be both short-sighted and foolish. Adam Dobrik reports in GIR.
- How has GDPR impacted M&A deals? Nina Trentmann reports in the WSJ Risk & Compliance Journal.
- In a sponsored podcast, Tom visits with Vin DiCianni and Eric Feldman of Affiliated Monitors on the impact of culture, compliance and monitoring for non-US companies in countries outside the US. Part I-Introduction, Part II-International Enforcement Trends, Part III-Spain, Part IV-Development of Monnitoring in International Enforcement and Part V-International Challenges for Monitors.
For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.