Compliance into the Weeds: Episode 122-Changes to Sox 404(b)
FCPA Compliance Report
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into the proposed changes by the SEC into SOX 404(b) reporting and what it may well portend for the compliance practitioner.
info_outline
This Week in FCPA-Episode 131
FCPA Compliance Report
As Tom and Jay prepare for the December holiday season, they consider the DOJ/SEC’s strong affirmation that aggressive FCPA enforcement is here to stay, changes to the Yates Memo/plea for increased cooperation and some of the week’s other top compliance and ethics stories.
info_outline
Daily Compliance News: November 28, 2018-Banks Behaving Badly
FCPA Compliance Report
Why are banks continuing to behave badly? Will they ever learn their lesson? Find out the latest news on the Daily Compliance News with Tom Fox, on the Compliance Podcast Network.
info_outline
Life With GDPR: Episode 19-Class Actions around Data Privacy
FCPA Compliance Report
What are your risks of a data privacy breach? Do they include disgruntled employees turning over personal payroll data to the Fourth Estate? Have you performed a Data Privacy Impact Assessment? If not, find out why you should do so.
info_outline
Daily Compliance News: November 29, 2018-Need a Yacht?
FCPA Compliance Report
What are some of the top compliance and corruption stories for November 29? Sit back with a cup of coffee and Tom Fox, the Compliance Evangelist and listen to the Daily Compliance News.
info_outline
Compliance into the Weeds: the Vantage Drilling FCPA Enforcement Action
FCPA Compliance Report
In this episode, Matt Kelly and I take a deep dive into the recent Vantage Drilling FCPA enforcement action. It is a highly unusual enforcement action with some very different facts from the standard FCPA case. It provides some new lessons learned for the compliance professional (and some old ones as well).
info_outline
Daily Compliance News: Parliament Steps In
FCPA Compliance Report
What are some of the top compliance stories for November 28, 2018? Sit back with a cup of coffee and listen in with Tom Fox on the Daily Compliance News.
info_outline
Daily Compliance News: Parliament Steps In
FCPA Compliance Report
What are some of the top compliance and corruption stories for November 27? Sit back with a cup of joe and Join Tom Fox, the Compliance Evangelist to find out.
info_outline
Compliance Lessons from Venice: Doing Compliance the Old-Fashioned Way
FCPA Compliance Report
Today I begin a five-part podcast series on compliance lessons I observed from a recent holiday in Venice. I start the series with a look at the manner in which building repairs are done in the city and how this old-fashioned way of construction informs your modern day compliance program.
info_outline
Compliance Lessons from Venice: Arsenale and Incentivizing Compliance
FCPA Compliance Report
I continue with my Venice themed podcast series by focusing on the Arsenale. This is not a precursor to that famous north London football club, the Arsenal Gunners, but the district in Venice where one of the main commercial enterprises of the city took place, that being ship building and ship repair. But I also picked up some interesting compliance insights in learning more about the Arsenale.
info_outlineIn today’s edition of Daily Compliance News:
- Think things can’t get worse for Goldman, think again. (New York Times)
- First ever Pentagon audit finds bureaucratic ‘non-compliance’.(Washington Post)
- In its Happy Thanksgiving message, Facebook admits to using Oppo research against detractors. (New York Times)
- In some good news, NY branch of Standard Chartered will end corporate monitorship at end of this year. (The Guardian)