Compliance into the Weeds: Episode 122-Changes to Sox 404(b)
FCPA Compliance Report
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into the proposed changes by the SEC into SOX 404(b) reporting and what it may well portend for the compliance practitioner.
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This Week in FCPA-Episode 131
FCPA Compliance Report
As Tom and Jay prepare for the December holiday season, they consider the DOJ/SEC’s strong affirmation that aggressive FCPA enforcement is here to stay, changes to the Yates Memo/plea for increased cooperation and some of the week’s other top compliance and ethics stories.
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Daily Compliance News: November 28, 2018-Banks Behaving Badly
FCPA Compliance Report
Why are banks continuing to behave badly? Will they ever learn their lesson? Find out the latest news on the Daily Compliance News with Tom Fox, on the Compliance Podcast Network.
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Life With GDPR: Episode 19-Class Actions around Data Privacy
FCPA Compliance Report
What are your risks of a data privacy breach? Do they include disgruntled employees turning over personal payroll data to the Fourth Estate? Have you performed a Data Privacy Impact Assessment? If not, find out why you should do so.
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Daily Compliance News: November 29, 2018-Need a Yacht?
FCPA Compliance Report
What are some of the top compliance and corruption stories for November 29? Sit back with a cup of coffee and Tom Fox, the Compliance Evangelist and listen to the Daily Compliance News.
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Compliance into the Weeds: the Vantage Drilling FCPA Enforcement Action
FCPA Compliance Report
In this episode, Matt Kelly and I take a deep dive into the recent Vantage Drilling FCPA enforcement action. It is a highly unusual enforcement action with some very different facts from the standard FCPA case. It provides some new lessons learned for the compliance professional (and some old ones as well).
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Daily Compliance News: Parliament Steps In
FCPA Compliance Report
What are some of the top compliance stories for November 28, 2018? Sit back with a cup of coffee and listen in with Tom Fox on the Daily Compliance News.
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Daily Compliance News: Parliament Steps In
FCPA Compliance Report
What are some of the top compliance and corruption stories for November 27? Sit back with a cup of joe and Join Tom Fox, the Compliance Evangelist to find out.
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Compliance Lessons from Venice: Doing Compliance the Old-Fashioned Way
FCPA Compliance Report
Today I begin a five-part podcast series on compliance lessons I observed from a recent holiday in Venice. I start the series with a look at the manner in which building repairs are done in the city and how this old-fashioned way of construction informs your modern day compliance program.
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Compliance Lessons from Venice: Arsenale and Incentivizing Compliance
FCPA Compliance Report
I continue with my Venice themed podcast series by focusing on the Arsenale. This is not a precursor to that famous north London football club, the Arsenal Gunners, but the district in Venice where one of the main commercial enterprises of the city took place, that being ship building and ship repair. But I also picked up some interesting compliance insights in learning more about the Arsenale.
info_outlineIn this episode, Jonathan Armstrong and I record our first emergency podcast on Life with GDPR. It relates to documents obtained by the UK Parliamentary Digital, Culture, Media and Sports Committee through its subpoena of an American executive of the US company Six4Three. This exec just happened to be in London with Facebook documents his company had obtained in unrelated litigation between Six4Three and Facebook. We present the Facebook Files and some of the highlights are:
- How did the chair of the DCMS Committee find out this exec was in the UK and had these Facebook documents?
- The documents are under seal by a court in California. Does that have any impact on the UK Parliament’s right to review and release the documents?
- Why did the Six4Three exec travel to London with the Facebook documents?
- What is the UK Parliamentary Privilege and how does it apply here?
- Given the black eye Facebook took in the US last week, will they continue to step in it in the UK as well?
- Could you make up a weirder set of facts?
For more information on the background facts, see article by Andrew Liptak in Verge.
The DCMS Committee will live stream its hearing on Tuesday, November 27. You can check it out here.