What are the Different Ways Securities Can Be Offered and Sold? (Part 1)
Raising Capital 101: A Securities Podcast
Release Date: 04/24/2025
What are the Different Ways Securities Can Be Offered and Sold? (Part 1)
Raising Capital 101: A Securities Podcast
On this episode of Raising Capital 101, Tom Voekler is joined by colleague Rhys James in this two-part series to discuss the different ways securities can be offered and sold, as well as direct to investor programs and crowd funding.
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What is a Public Offering?
Raising Capital 101: A Securities Podcast
On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Kathy Lawrence and Chip Cunningham to discuss what an initial public offering or IPO is, the benefit of doing an IPO, and some of the important issues that a company should consider in evaluating whether or not an IPO is the best option.
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Rule 506 Offerings
Raising Capital 101: A Securities Podcast
On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Mehanna Borostyan and John Watson to dig deeper into Rule 506 offerings under Regulation D and survey the differences between Rule 506(b) and Rule 506(c) offerings.
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What is a Private Offering?
Raising Capital 101: A Securities Podcast
On this episode of Raising Capital 101, Tom Voekler is joined by colleagues Mehanna Borostyan and John Watson to discuss private placements. In this episode, you’ll learn more about the ins and outs of raising capital in a private offering, specifically those conducted under Rule 504, Rule 506(b), and Rule 506(c).
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What Are the Differences Between Private & Public Offerings?
Raising Capital 101: A Securities Podcast
On this episode of Raising Capital 101, host Tom Voekler is joined by colleagues Rhys James, John Watson, and Mehanna Borostyan to break down the main differences between public, quasi-public, and private offerings. In this episode, you’ll learn about the time, cost and other differences between different types of offerings – including Regulation D and Regulation A offerings.
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What Laws Affect Securities Offerings?
Raising Capital 101: A Securities Podcast
On this episode of Raising Capital 101, host Tom Voekler is joined by colleagues Rhys James, John Watson, and Mehanna Borostyan to discuss which laws and regulations companies need to consider when raising capital through private and public offerings. The team discusses the ‘33 Act, ’34 Act, and other laws and bodies that regulate securities transactions, The team will discuss which players are governed by which laws, compliance with Blue Sky laws, what’s FINRA, and how companies are affected by its authority. These are just a few of the questions that will be discussed in this...
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What Makes It a Securities Offering?
Raising Capital 101: A Securities Podcast
On this episode of Raising Capital 101, host Tom Voekler is joined by special guest, Mike Beville of Beville Properties and colleagues Rhys James and John Watson to discuss if it matters who invests in your company? Does it matter where the funds come from geographically? Does an investor’s intent change it? Tom and his colleagues discuss real-life examples of what may or not be securities offerings.
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Why Raise Capital?
Raising Capital 101: A Securities Podcast
On this episode of Raising Capital 101, host Tom Voekler is joined by special guest, Mike Beville of Beville Properties and colleagues Rhys James and John Watson to discuss reasons why you may want to raise capital or funds for your entity. There are many drivers – expansion, diversity, etc., but there are always cons to consider as well. Different projects may call for various sources of funding – have you thought through how those sources may affect your business?
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The Aspects of Raising Capital from Start-Ups to More Established Companies
Raising Capital 101: A Securities Podcast
On this episode of Raising Capital 101, host Tom Voekler is joined by special guest, Mike Beville of Beville Properties, to provide a brief overview of capital raising - including the whys, hows, and various technical aspects to navigate.
info_outlineOn this episode of Raising Capital 101, Tom Voekler is joined by colleague Rhys James in this two-part series to discuss the different ways securities can be offered and sold, as well as direct to investor programs and crowd funding.