loader from loading.io

Human Capital: John Reed Stark Identifies Lurking Cybersecurity Risks

Human Capital with Melanie Waddell

Release Date: 06/12/2020

Human Capital: Brad Campbell Details Oddities in DOL Fiduciary Rule show art Human Capital: Brad Campbell Details Oddities in DOL Fiduciary Rule

Human Capital with Melanie Waddell

In this episode of Human Capital, we talk with Brad Campbell, former assistant secretary of the Labor Department’s Employee Benefits Security Administration, who’s now a partner at FaegreDrinker in Washington. Campbell weighs in on Labor’s controversial fiduciary prohibited transaction exemption to align with the Securities and Exchange Commission’s Regulation Best Interest, and clarifies a couple “unusual items” that were included in Labor’s plan. Comment letters continued to flood in just before the Aug. 6 comment period on Labor’s controversial plan ended Thursday, Aug. 6....

info_outline
Human Capital: Hearsay's New Compliance Strategist Talks Social Media Maneuvering show art Human Capital: Hearsay's New Compliance Strategist Talks Social Media Maneuvering

Human Capital with Melanie Waddell

n this episode of Human Capital, we talk with Iain Duke-Richardet, compliance strategy principal at Hearsay Systems.

info_outline
Human Capital: Drew Bowden Drills Down on ‘Lack of Consistency’ in Regs show art Human Capital: Drew Bowden Drills Down on ‘Lack of Consistency’ in Regs

Human Capital with Melanie Waddell

In this episode of Human Capital, we talk with Drew Bowden, general counsel for Jackson National Life Insurance Co., who recently became board chair for the Insured Retirement Institute.

info_outline
Human Capital: Phyllis Borzi Concerned About Fiduciary Rule, Reg BI Alignment show art Human Capital: Phyllis Borzi Concerned About Fiduciary Rule, Reg BI Alignment

Human Capital with Melanie Waddell

In episode No. 18 of ThinkAdvisor's Human Capital podcast, we talk with the former assistant secretary of the Labor Department’s EBSA during the Obama administration.

info_outline
Human Capital: John Reed Stark Identifies Lurking Cybersecurity Risks show art Human Capital: John Reed Stark Identifies Lurking Cybersecurity Risks

Human Capital with Melanie Waddell

In episode No. 17 of Human Capital, we talk with cybersecurity expert John Reed Stark, president of John Reed Consulting, who founded the SEC’s Office of Internet Enforcement. 

info_outline
Human Capital: IAA’s Neil Simon on Top Issues Percolating at SEC, the Hill show art Human Capital: IAA’s Neil Simon on Top Issues Percolating at SEC, the Hill

Human Capital with Melanie Waddell

In episode No. 16 of Human Capital, we talk with Neil Simon, VP of government relations for the Investment Adviser Association, about IAA’s efforts to restore, and expand, the deductibility of fees on professional investment and financial planning advice that was repealed with the sweeping tax overhaul enacted in 2017. Simon also weighs in on the pending lawsuit against the SEC’s Regulation Best Interest as well as when the SEC’s open democratic seat may likely be filled.

info_outline
Human Capital: Ex-SEC Lawyer Lundy Warns of Sweep of Advisor PPP Loans show art Human Capital: Ex-SEC Lawyer Lundy Warns of Sweep of Advisor PPP Loans

Human Capital with Melanie Waddell

In episode No. 15 of Human Capital, we talk with James Lundy, a former attorney at the Securities and Exchange Commission who’s now a partner at Faegre Drinker. Listen is as Lundy explains why he believes it’s likely the SEC’s exam division will conduct a sweep of advisors’ use of Paycheck Protection Program loans. Lundy also provides a status check on firms’ compliance with the SEC’s Regulation Best Interest and Form CR.

info_outline
Human Capital: Andy Friedman on Next Stimulus Bill’s Potential Tax Provisions show art Human Capital: Andy Friedman on Next Stimulus Bill’s Potential Tax Provisions

Human Capital with Melanie Waddell

In this episode of Human Capital, we talk with Andy Friedman, founder and principal of The Washington Update. Listen in as Friedman talks about the timing of the next stimulus bill, which is being dubbed CARES 2, and details which tax provisions could likely make it into the package. Friedman also talks about what’s “heating up” in U.S.-China relations and where he sees President Trump’s battle with governors in reopening the economy ultimately ending up.

info_outline
Human Capital: NASAA’s Gerold Outlines COVID-19 Frauds, Enforcement Measures show art Human Capital: NASAA’s Gerold Outlines COVID-19 Frauds, Enforcement Measures

Human Capital with Melanie Waddell

In episode No. 13 of Human Capital, we talk with Christopher Gerold, president of NASAA and chief of the New Jersey Bureau of Securities, about the relief put in place by state securities regulators because of the coronavirus pandemic.

info_outline
Human Capital: ERISA Expert Fred Reish on Market Volatility, Stimulus Plan show art Human Capital: ERISA Expert Fred Reish on Market Volatility, Stimulus Plan

Human Capital with Melanie Waddell

In episode No. 12 of ThinkAdvisor’s Human Capital podcast, we talk with popular ERISA attorney Fred Reish of Faegre Drinker Biddle & Reath about the legal requirements and best practices that plan fiduciaries and advisors should be adhering to during the market volatility. Reish also details provisions on enhanced participant loans, special Coronavirus distributions and RMDs under the recently passed stimulus bill, Coronavirus Aid, Relief and Economic Security (CARES) Act.

info_outline
 
More Episodes

In episode No. 17 of Human Capital, we talk with cybersecurity expert John Reed Stark, president of John Reed Consulting, who founded the SEC’s Office of Internet Enforcement. 

Stark talks about why the cybersecurity challenges are exacerbated by the COVID-19 work-from-home environment, with ransomware attacks, phishing and business email schemes also on the rise. He also warns, “There are legions of soldiers waking up every morning with the sole desire to attack U.S. systems and exfiltrate important data.”