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Human Capital with Melanie Waddell

The Human Capital podcast brings you the latest on the people who are helping to shape the financial services regulatory landscape, be they lawmakers, attorneys, industry officials or lobbyists. We'll get inside views from the movers and shakers on how various policy matters are impacting the advisory industry. Hosted by Melanie Waddell, Washington Bureau Chief for Investment Advisor Magazine and ThinkAdvisor.com, this bi-weekly podcast complements the weekly Human Capital briefing.

info_outline Human Capital: IAA's Karen Bar on SEC Rules Nearing the Finish Line 11/13/2020
info_outline Human Capital — ‘Secure 2.0’: Why Now? With Ex-PBGC Director Millard 10/30/2020
info_outline Human Capital: Michael Kitces on Fiduciary Fight and Why He’s ‘Extremely Nervous’ About Schwab Deal 10/16/2020
info_outline Human Capital: Ron Rhoades Unpacks Reg BI Unknowns 10/05/2020
info_outline Human Capital: Ed Slott on Why Retirement Plans Are Sitting Ducks 09/18/2020
info_outline Human Capital: Attorney Morgan Dissects SEC Accredited Investor Rule Changes 09/04/2020
info_outline Human Capital: SEI's Anderson Sizes Up Likely Changes to SEC's Form CRS 08/19/2020
info_outline Human Capital: Brad Campbell Details Oddities in DOL Fiduciary Rule 08/07/2020
info_outline Human Capital: Hearsay's New Compliance Strategist Talks Social Media Maneuvering 07/24/2020
info_outline Human Capital: Drew Bowden Drills Down on ‘Lack of Consistency’ in Regs 07/10/2020
info_outline Human Capital: Phyllis Borzi Concerned About Fiduciary Rule, Reg BI Alignment 06/26/2020
info_outline Human Capital: John Reed Stark Identifies Lurking Cybersecurity Risks 06/12/2020
info_outline Human Capital: IAA’s Neil Simon on Top Issues Percolating at SEC, the Hill 05/29/2020
info_outline Human Capital: Ex-SEC Lawyer Lundy Warns of Sweep of Advisor PPP Loans 05/15/2020
info_outline Human Capital: Andy Friedman on Next Stimulus Bill’s Potential Tax Provisions 05/01/2020
info_outline Human Capital: NASAA’s Gerold Outlines COVID-19 Frauds, Enforcement Measures 04/17/2020
info_outline Human Capital: ERISA Expert Fred Reish on Market Volatility, Stimulus Plan 04/03/2020
info_outline Human Capital: FrontLine Compliance's Lynch Details Regulatory Relief in Light of Coronavirus 03/20/2020
info_outline ARA's Wielobob Details DOL/IRS To-Do List Post Secure Act 03/06/2020
info_outline Human Capital: Stradley Ronon's Gerstein Dissects State Fiduciary Rule Race 02/20/2020
info_outline Human Capital: Ed Slott Tackles Thorniest Secure Act Provisions 02/04/2020
info_outline Human Capital: ACA’s Di Florio on How Tech Is Crucial Tool in Regulators’ Arsenal 01/24/2020
info_outline Brian Hamburger Details Most Critical Aspects of SEC's 2020 Exam Priorities 01/10/2020
info_outline Investor Advocate Barbara Roper Doesn't Mince Words on SEC Rules 12/05/2019
info_outline Compliance Guru Todd Cipperman Breaks Down the SEC’s New Ad Rule 11/14/2019
info_outline Human Capital: Norm Champ, Ex-SEC IM Director, Takes on Financial Literacy 10/30/2019
info_outline Ric Edelman on Social Security Crisis, SEC’s Crypto Fail 10/16/2019
info_outline Human Capital Pilot 10/02/2019
 
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